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Patrick H. Doyle, JD - PHD Consulting Services

Patrick H. Doyle, JD - PHD Consulting Services

Compliance Consultant

Patrick H. Doyle serves as a compliance consultant to RockWay Wealth Partners. Patrick has been in the financial services industry for over 35 years. His experience includes serving as a Consultant, Attorney, Broker-Dealer/Investment Advisor Representative, Compliance Officer, and Insurance Company Claims Attorney. He is a member of the Nebraska State Bar Association and was previously the Chairman of the Bar Association’s Securities Section. He also served on the Nebraska Financial Planners Association Board of Directors and has been an arbitrator for the FINRA Dispute Resolution Program.

From 1995 to 2006, Patrick was employed with Securities America as their RIA Compliance Officer coordinating their investment advisor compliance policies and procedures. While at Securities America, he obtained his Finra Series 7, 24, 63, and 65 licensures. Patrick’s experience as a registered representative of Investors Diversified Services and Edward Jones & Co. in the 1980s provides him with a perspective that many attorneys, compliance officers, and consultants lack in their professional experiences.

Patrick served as a Claims Attorney for two Zurich Insurance Group affiliates, Fidelity and Deposit, CO. of Maryland (F&D) and Empire Fire and Marine Insurance Co. from 1991 to 1995. While at F&D, he managed their Omaha Branch Claims Office and supervised their surety-fidelity bond and liability-property insurance claims. He also oversaw outside attorneys, adjusters, and consultants. Patrick was involved in private practice as an attorney and staff attorney with the Universal Insurance Companies handling insurance and liability-litigation issues.

In 1989, Patrick graduated from Creighton University School of Law and obtained his license to practice law in Nebraska. He received his Bachelor of Science in Political Science from the University of South Dakota.

RockWay Wealth Partners and Patrick H. Doyle/PHD Consulting Services are not affiliates or affiliated companies.