Broker Check

Retirement Plans for Businesses
& Non-Profit Organizations

Strategic & Operations Support Partner

Employer-sponsored retirement plans have numerous benefits. From attracting and retaining employees to tax benefits for owners. By having us analyze your plan and work with you to help optimize the plan design customization now and ongoing can make a difference in your bottom line. 

However, with anything finance-related, there are several layers to coordinate. As a business owner or other fiduciary on the retirement plan, you need to be specifically mindful of ensuring the smooth and compliant operation of your plan

By doing both of these items, you can optimize the benefits you and your employees receive while fulfilling your fiduciary responsibilities.

Fiduciary Support System

RockWay Wealth Partners is highly focused on helping you with your fiduciary responsibilities and liability. We’ve made it a top priority throughout our entire client service model.

One major aspect of that is the many technology tools we use to help to deliver industry best practice service.

We use the LPL Retirement Partners Tool Suite, which has been certified by the Centre for Fiduciary Excellence (CEFEX) for Investment Support Services. As our client, you will save time, effort, and stress knowing that you have best-in-class tools being put to work for you. 

What does this industry best practice support mean for you?

  • Independent Fiduciary monitoring of the plan’s investment lineup

  • Independent analysis and fiduciary benchmarking of your plan’s fees, services provided and their value, along with other plan metrics

  • Fiduciary vault for secure document storage

  • Streamlined process for requesting proposals from alternate providers

  • Fiduciary Education and Resources

Plan Types

Defined Contribution - 401(k), 403(b), Profit Sharing, ESOP, etc.

Defined Benefit - Pension and Cash Balance Plans

Group / Multiple / Pooled Employer Plans & Programs

Self-Employed & Small Business Plans - SEP & SIMPLE IRA Plans

Plan Services

Plan Design Analysis & Consulting

Plan Service Providers/Vendors – Coordination and Management

Fiduciary Roles and Liability Consulting and Support – Details Above!

Employee Education on Retirement Plan(s)/Benefits & Investments

Employee Enrollment Support

Retirement Plan Investment Consulting

Non-Qualified Plan Consulting

Have a Question?

Thank you!